The Future of Financial Regulation: Enhancing integrity through design. The global financial crisis and the attendant collapse of major financial institutions have called into question the efficacy of financial regulation and the standards of conduct of the key actors in the financial services sectors and financial markets. Ethical conduct is fundamental to the integrity of Australia's financial services sector and financial markets. This project will make a valuable and innovative contribution ....The Future of Financial Regulation: Enhancing integrity through design. The global financial crisis and the attendant collapse of major financial institutions have called into question the efficacy of financial regulation and the standards of conduct of the key actors in the financial services sectors and financial markets. Ethical conduct is fundamental to the integrity of Australia's financial services sector and financial markets. This project will make a valuable and innovative contribution to the national priority goal of strengthening Australia's social and economic fabric by assisting market actors fulfil their professional roles in an ethical manner. By so doing it accords with the national priority goals of promoting an innovation culture and economy, and safeguarding Australia.Read moreRead less
Disability, Welfare and Work. The proposed project will offer significant insights into the experiences of people with a disability in the context of welfare-to-work policies. The project will be able to gauge the extent to which the significant amount of public funds invested in the new welfare-to-work measures is effective. In 2002/03 the Australian Government invested over 300 million dollars in Open Employment assistance. The applied research into conceptual questions such as the correct mod ....Disability, Welfare and Work. The proposed project will offer significant insights into the experiences of people with a disability in the context of welfare-to-work policies. The project will be able to gauge the extent to which the significant amount of public funds invested in the new welfare-to-work measures is effective. In 2002/03 the Australian Government invested over 300 million dollars in Open Employment assistance. The applied research into conceptual questions such as the correct model of disability, the relation of obligation to our understanding of citizenship and associated ethical issues will assist in maintaining Australia at the cutting edge of applied philosophical and sociological research.Read moreRead less
Conceiving and Implementing National Integrity Systems Assessments (NISA). Integrity and corruption are conceptually linked opposites. Integrity systems (or 'ethics regimes') are the most powerful tools for dealing with corruption. They involve a range of institutions, law, procedures, practices and attitudes which encourage integrity and discourage/sanction its absence among public servants and those who might wish to corrupt them. This project will examine the way Australian government and bus ....Conceiving and Implementing National Integrity Systems Assessments (NISA). Integrity and corruption are conceptually linked opposites. Integrity systems (or 'ethics regimes') are the most powerful tools for dealing with corruption. They involve a range of institutions, law, procedures, practices and attitudes which encourage integrity and discourage/sanction its absence among public servants and those who might wish to corrupt them. This project will examine the way Australian government and business integrity systems (some of which have received international praise for their design and conception) function in order to improve their operation in Australia and to provide examples for other countries.Read moreRead less
The Ethics of Socially Responsible Investment (SRI). This project investigates the ethical credentials of ethical investment - also known as Socially Responsible Investment (SRI) - in Australia. It will examine problems with SRI operations (such as screening, application of decision-making criteria and compliance monitoring) from the perspective of ethical theory; issues of shareholder advocacy; and the clash of ethical and fiduciary responsibility. It aims to make SRI more effective in connec ....The Ethics of Socially Responsible Investment (SRI). This project investigates the ethical credentials of ethical investment - also known as Socially Responsible Investment (SRI) - in Australia. It will examine problems with SRI operations (such as screening, application of decision-making criteria and compliance monitoring) from the perspective of ethical theory; issues of shareholder advocacy; and the clash of ethical and fiduciary responsibility. It aims to make SRI more effective in connecting investors? values to their investments by developing tools for SRI fund managers to exercise more sophisticated forms of ethical reasoning and decision making. This project opens up possibilities of significant transformation of capital markets within Australia.Read moreRead less
The limits of disclosure: private rights, public duties and the search for accountable governance. A reliance on technical considerations such as enhanced disclosure, literacy programs and attempts to bifurcate between sophisticated and unsophisticated investors has each proved sub-optimal in the search for greater, or more accurately, effective accountability both here in Australia and internationally. The acceptance by the corporate sector to process risk allocation, develop a mutually endors ....The limits of disclosure: private rights, public duties and the search for accountable governance. A reliance on technical considerations such as enhanced disclosure, literacy programs and attempts to bifurcate between sophisticated and unsophisticated investors has each proved sub-optimal in the search for greater, or more accurately, effective accountability both here in Australia and internationally. The acceptance by the corporate sector to process risk allocation, develop a mutually endorsed formal and informal regulatory framework, and agree on clear and transparent roles and responsibilities marks a significant step forward. It is both significant and innovative that the design and implementation of the proposed strategic plan will derive from an extended exercise in deliberative democracy.Read moreRead less
Professions, Professional Standards and Capital Markets in the 21st Century: Regulatory Engagement, Design and Strategies. This project aims to advance academic knowledge of professional obligation within capital markets. The objective is to develop practical mechanisms to test and validate oversight programs designed to advance professional standards within the established professions of law and audit and those who aspire to that status (financial advisers and broker/dealers). The research uses ....Professions, Professional Standards and Capital Markets in the 21st Century: Regulatory Engagement, Design and Strategies. This project aims to advance academic knowledge of professional obligation within capital markets. The objective is to develop practical mechanisms to test and validate oversight programs designed to advance professional standards within the established professions of law and audit and those who aspire to that status (financial advisers and broker/dealers). The research uses an innovative conceptual framework that delineates rights, duties and responsibilities and measures capacity to deliver stated commitment to market integrity, thereby attending to the specific and pressing problems faced by the partner organisations. The project aims to provide warranted trust in the commitment of the professions to higher standards, thereby restoring market confidence.Read moreRead less
Protecting while they prosper? Organisational responses to whistleblowing. This project aims to examine the adequacy of organisational responses to whistleblowing (employee reporting of wrongdoing). So far, research into public-interest whistleblowing has revealed much about the incidence, significance and experience of whistleblowers. This project now extends the research to the other side of the issue — the organisations. By comparing employee and managerial experience in multiple public and p ....Protecting while they prosper? Organisational responses to whistleblowing. This project aims to examine the adequacy of organisational responses to whistleblowing (employee reporting of wrongdoing). So far, research into public-interest whistleblowing has revealed much about the incidence, significance and experience of whistleblowers. This project now extends the research to the other side of the issue — the organisations. By comparing employee and managerial experience in multiple public and private sector organisations in Australia and New Zealand, the project intends to identify the factors that influence good and bad responses across a range of institutions; provide a clearer basis for reform of policies, procedures and law; and set benchmarks for comparative research worldwide.Read moreRead less
Managing family objection to autopsy: a case study of the Queensland coronial system. Exploring how coroners, police, counsellors, and pathologists engage with families after the shock of a sudden or violent death, and the resulting development of an e-resource, enables a consistent and transparent whole system approach to be established. The expected benefits for the Coronial system will include: a decrease in unnecessary autopsies, a flow on to minimising staffing shortages, and an overall de ....Managing family objection to autopsy: a case study of the Queensland coronial system. Exploring how coroners, police, counsellors, and pathologists engage with families after the shock of a sudden or violent death, and the resulting development of an e-resource, enables a consistent and transparent whole system approach to be established. The expected benefits for the Coronial system will include: a decrease in unnecessary autopsies, a flow on to minimising staffing shortages, and an overall decrease in the cost of a death investigation. The benefits to the community will include: enhanced police relations with families, including those from minority religions and cultures, more informed and appropriate decision making by coroners, less invasive autopsies by pathologists, and more focused intervention by counsellors.Read moreRead less
Building the Rule of Law in International Affairs. Australia has been committed to a rules-based international system since the foundation of the UN and, while recently wavering in practice has remained formally supportive of international law. This is not just a matter of values. As a major trading nation and a middle power, Australia prosperity and security would benefit from a more rules-based international order. This project aims to find practical ways of bolstering and building the rule of ....Building the Rule of Law in International Affairs. Australia has been committed to a rules-based international system since the foundation of the UN and, while recently wavering in practice has remained formally supportive of international law. This is not just a matter of values. As a major trading nation and a middle power, Australia prosperity and security would benefit from a more rules-based international order. This project aims to find practical ways of bolstering and building the rule of law in international affairs. In doing so, this international research involving the UN, a Canadian think tank and UN University's Australian based governance institute will allow Australia to take leadership role in multilateral thinking and action to bolster the international rule of law. Read moreRead less
Governance for Peace - A study of Indigenous and International Peacebuilding in East Timor. Through an in-depth study of peacebuilding in East Timor, this project aims to contribute both to understanding how people rebuild political relationships after widespread conflict and to the development of evaluatory mechanisms for international peacebuilding processes. While focussing on indigenous efforts to work against violence, the study will explore the interaction of indigenous and international p ....Governance for Peace - A study of Indigenous and International Peacebuilding in East Timor. Through an in-depth study of peacebuilding in East Timor, this project aims to contribute both to understanding how people rebuild political relationships after widespread conflict and to the development of evaluatory mechanisms for international peacebuilding processes. While focussing on indigenous efforts to work against violence, the study will explore the interaction of indigenous and international peacebuilding, and local and national level mechanisms. The outcomes will be a book on peacebuilding, a training manual and courses for fieldworkers, and contribution to the relationships between communities in Australia and East Timor.Read moreRead less